ULC

Legislative Fact Sheet - Securities Act

Act Securities Act
Origin Completed by the Uniform Law Commissioners in 2002.
Description The Uniform Securities Act provides basic investor protection from securities fraud, complementing the federal Securities and Exchange Act.
Endorsements

North American Securities Administrators Association, Securities Industry Association, New York Stock Exchange, National Association of Securities Dealers, Investment Counsel Association of America

(Approved by the American Bar Association)

 

 

Enactments Georgia, Hawaii, Idaho, Indiana, Iowa, Kansas, Maine, Michigan, Minnesota, Mississippi, Missouri, New Hampshire, New Mexico, Oklahoma, South Carolina, South Dakota, U.S. Virgin Islands, Vermont, Wisconsin, Wyoming
2018 Introductions Alaska
Staff Liaison(s) Benjamin Orzeske